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Arbitration and Litigation:
Our arbitration and litigation services include the full range of
such services relating to private or publicly traded securities,
including the arbitration or mediation of claims against broker/dealers,
and defense of securities-related claims against corporate issuers.
Formation:
Counseling on form of business (corporation, partnership, limited
partnership, joint venture, proprietorship) and tax ramifications;
drafting organizational documents; corporate, tax and other federal,
state and local filings and compliance measures; qualification in
other states; business name, copyright, trade secret protection.
Hedge and Venture Funds:
Our alternative investments practice covers all aspects of fund
formation, structure and ongoing compliance with securities and
tax laws. Our clients include both new and established hedge funds,
venture funds and other private investment vehicles.
Private Equity:
Our private equity services include the representation of issuers
and investors in private placements and Regulation D offerings.
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Public Equity:
Our public equity services include the representation of issuers,
underwriters, investors and institutions in matters relating to
publicly traded securities. These matters include initial public
offerings, secondary offerings, private investments in publicly
traded companies (or "PIPEs"), public company reporting requirements,
and many others.
Public Reporting/Regulatory
Compliance:
Our public reporting and regulatory compliance services includes
the representation of issuers in ongoing reporting and compliance
matters involving the Securities and Exchange Commission and state
regulators. In addition, we frequently represent issuers in matters
involving self-regulatory organizations, such as the NASD and national
and regional stock exchanges.
Additional Legal Services Available:
If you have the need for corporate finance legal services and don't
see what you require in the list above, please contact any member
of our corporate finance team. DWT is on the leading edge of helping
clients with corporate finance matters, and we can bring special
experience to help you with your organization's issues.
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