Introduction
Davis Wright Tremaine offers substantial experience
in representing issuers, underwriters and purchasers of securities
in a wide variety of public and private transactions. Clients span
numerous industries, including banks and financial institutions, telecommunications,
transportation, investment companies and high technology.
Activities on behalf of our clients involve
initial public offerings, secondary equity, preferred and debt (including
convertible and tax exempt) offerings, rights and warrants offerings,
investment company offerings and distributions, bankruptcy reorganizations,
tender and exchange offers, and employee benefit plan securities.
Davis Wright Tremaine assists clients with
the issuance or sale of securities in mergers and acquisitions.
In addition, we represent investment advisors and broker-dealers
on a continuing basis, and have assisted in the organization of
several mutual funds.
The firm's private securities practice covers
a broad range of capital formation transactions, including private
placement (Regulation D) offerings, venture capital and institutional
placements and real estate financing. Other types of transactions
include intrastate and other exempt offerings, over-the-counter
options, and hybrid securities.
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Securities Law Experience
Davis Wright Tremaine assists clients with
the issuance or sale of securities in mergers and acquisitions. In
addition, we represent investment advisors and broker-dealers on a
continuing basis. We have assisted in the organization of several
mutual funds and broker-dealers, and have assisted them in transactions
and in SEC, NASD and state compliance matters.
With respect to publicly held clients and investors in public companies,
we regularly prepare and review proxy materials (including those relating
to the adoption of various anti-takeover measures), periodic reports
to the SEC and shareholders and shareholder and insider reports, such
as Schedule 13D. As part of our continuing representation, we advise
these clients with developing disclosure policies, dealing with insider
trader rules and reviewing public communications. These activities
include advice on listing, reporting and compliance by public companies
with various securities exchanges and the NASD. The firm's private
securities practice covers a broad range of capital formation transactions,
including private placement (Regulation D) offerings, venture capital
and institutional placements and real estate financing. Other types
of transactions include intrastate and other exempt offerings, over-the-counter
options, and hybrid securities.
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Department Members
- Bellevue
Nick S. Verwolf
- Honolulu
William J. Carey
- New York
Jodi L. Hansell
- Portland
David C. Baca
Gustavo J. Cruz
Timothy M. Dozois
Broady R. Hodder
Michael McArthur-Phillips
Ken McGair
John F. McGrory
Coni S. Rathbone
Marcus J. Williams
Shannon Willoughby
Elisa L. Wilson
Benjamin G. Wolff
Ryan J. York
James D. Zupancic
- Seattle
Keith G. Baldwin
Esther C. Bartfeld
Patrick C. Cannon
Russell L. Cooper
Brent R. Eller
Sandra L. Gallagher-Alford
Jodi L. Hansell
Peter S. Johnson
Eugenie D. Mansfield
Shana L. Moran
A. P. Parsons
William G. Pusch
John Reed
Judith L. Stocks
Sarah E. Tune
Joseph D. Weinstein
Joseph P. Whitford
Benjamin G. Wolff
- Washington, D.C.
Daniel W. Pugh
Related Links
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Engagements
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