|
Representative
Engagements
- R-B Rubber Products, Inc.: Advised and
assisted R-B Rubber Products, Inc. in the initial public offering
of its common stock.
- United Security Bancorporation: Advised
and assisted Pacific Crest Securities, a regional investment banking
firm based in Portland, as underwriter's counsel in the initial
public offering of United Security Bancorporation's common stock.
- Macheezmo Mouse Restaurants, Inc.: Advised
and assisted Pacific Crest Securities as underwriter's counsel
in the initial public offering of Macheezmo Mouse's common stock.
- Corvita Corporation: Advised and assisted
Pacific Growth Equities, a regional investment banking firm based
in San Francisco, as underwriter's counsel in the initial public
offering of Corvita Corporation's common stock.
- Fone America, Inc.: Advised and assisted
Fone America, Inc. in the registration of its stock for offering
to the public.
- Northwest Bank of Commerce: Advised and
assisted Northwest Bank of Commerce in the initial public offering
of its stock.
- Cascade Bancorp: Advised and assisted
Pacific Crest Securities as underwriter's counsel in the initial
public offering of Cascade Bancorp's common stock.
- AirSensors, Inc.: Advised and assisted
AirSensors, Inc., a California based manufacturer and distributor
of equipment for alternative fueled vehicles whose securities
are listed on the Nasdaq National Market, in a recent underwritten
public offering of Units composed of common stock and common stock
purchase warrants.
- Arrow Transportation Co.: Advised and
assisted Pacific Crest Securities, the managing underwriter, in
an initial public offering of common stock by Arrow Transportation
Co., a liquid chemical transportation and distribution company
whose securities are listed on the Nasdaq National Market. Subsequent
representation of Arrow Transportation Co. as company counsel
in recent SEC and blue sky registrations of securities underlying
its stock option plans.
- Southwestern Property Trust, Inc.: Acted
as special counsel for Southwestern Property Trust, Inc., a real
estate investment trust, in a public offering of approximately
$110,000,000 of convertible debentures.
- Meda, Inc.: Advised and assisted Meda,
Inc., a Portland based medical testing supply equipment firm,
in achieving the status of a publicly traded company through a
reverse acquisition.
- Delrina Corporation: Advised and assisted
Delrina Corporation, a computer software manufacturer and distributor
whose stock is listed on the Toronto Stock Exchange, in recent
SEC and state blue sky registrations of securities underlying
stock option and purchase plans.
- C.R. Bard, Inc.: Advised and assisted
C.R. Bard, Inc., a New Jersey medical equipment company whose
stock is listed on the New York Stock Exchange, in a $21,500,000
purchase through a merger of a Redmond based medical test equipment
manufacturer and a $2 million equity investment in a Bothell medical
equipment manufacturer.
- Representation of investment advisor
sponsors of publicly offered mutual funds, including registration
with the Securities and Exchange Commission of new mutual funds
and continuing SEC and state compliance matters. Prism Group,
Inc.
- Represented a significant creditor/shareholder
of Prism Group, Inc., a Washington corporation whose shares are
listed on the NASDAQ Small-Cap Market, in a complex restructuring
transaction involving the issuance of Prism Group's preferred
and common stock and warrants.
- Private Placement Representation: Represented
foreign seafood company with operations on four continents in
private placement of $100 million in preferred stock through foreign
investment banks to New York and foreign-based investment funds.
- Advised and assisted a private merchant
banking firm as underwriter's counsel in financings for a Bellevue
based biotechnology company which included five rounds, each evidenced
by separate series of preferred stock, and totalling approximately
$20,000,000.
- Advised and assisted a Bellevue-based
software company in a private placement of common stock to SpaceLabs
Medical, Inc., a medical software company whose shares are listed
on the Nasdaq National Market.
- Numerous private placement financings
by venture capital funds and private investors in software, medical,
real estate and other business and investment ventures.
- Representation of a family of eight mutual
funds in connection with the sale and transfer of the advisory
and distribution agreements to an affiliate of the Prudential,
including the proxy solicitation and registrations required by
the transaction.
Other Representation:
- Act as counsel for Fluke Corporation,
AirSensors, Inc., Arrow Transportation Co., Meda, Inc., R-B Rubber
Products, Midisoft Corporation and other companies in connection
with their periodic reporting obligations as public companies,
proxy statements and other matters related to stockholders meetings
and stockholder relationships, and matters related to the obligations
of officers and directors of publicly held companies.
return to Securities
page
|