Margaret Haggerty

Maggie's practice focuses on providing regulatory guidance to investment advisers, broker-dealers, and exchanges. She also represents clients in regulatory inquiries and investigations, including individual executives as well as entities registered with the Securities and Exchange Commission and self-regulatory organizations. A Certified Anti-Money Laundering Specialist (CAMS), she counsels clients on anti-money laundering/counterterrorist financing issues.

While in law school, Maggie held positions at FINRA, the Federal Reserve Bank of Boston, and the SEC. Before entering law school, she spent four years working in equity research at a large institutional wealth management firm.