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Thomas A. Ferrigno
Partner
Tom focuses on securities enforcement matters, drawing on his experience as a former chief counsel in the Securities and Exchange Commission's Division of Enforcement. Across more than 40 years of legal practice, he has represented public companies, broker-dealers, investment advisers, and individuals in investigations and litigation conducted by the SEC, the Department of Justice, FINRA, and other governmental and quasi-governmental authorities.
Tom was a shareholder at McGonigle, P.C., before the firm combined with Davis Wright Tremaine.
Practice Highlights
Regulatory requirements
In addition to his concentration on litigation and investigatory matters, Tom counsels broker-dealers and investment advisers regarding regulatory requirements.
Disclosure advice
Tom regularly provides disclosure advice to corporations.
Honored practitioner
Tom has earned consistent recognition from Best Lawyers in America for his work in securities compliance.
*Denotes experience prior to joining Davis Wright Tremaine
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Admitted to Practice
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District of Columbia
Education
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J.D., Georgetown University Law Center, 1974
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B.A., Georgetown University, 1971
Professional Recognition
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- Honoree, Corporate Compliance Law & Corporate Governance Law, Washington, D.C., Best Lawyers in America, 2009-2021