Thomas A. Ferrigno
Tom focuses on securities enforcement matters, drawing on his experience as a former chief counsel in the Securities and Exchange Commission's Division of Enforcement. Across more than 40 years of legal practice, he has represented public companies, broker-dealers, investment advisers, and individuals in investigations and litigation conducted by the SEC, the Department of Justice, FINRA, and other governmental and quasi-governmental authorities.
Tom was a shareholder at McGonigle, P.C., before the firm combined with Davis Wright Tremaine.
In addition to his concentration on litigation and investigatory matters, Tom counsels broker-dealers and investment advisers regarding regulatory requirements.
Tom regularly provides disclosure advice to corporations.
Tom has earned consistent recognition from Best Lawyers in America for his work in securities compliance.
*Denotes an attorney's experience prior to joining Davis Wright Tremaine
Admitted to Practice
District of Columbia
J.D., Georgetown University Law Center, 1974
B.A., Georgetown University, 1971
- Honoree, Corporate Compliance Law & Corporate Governance Law, Washington, D.C., Best Lawyers in America, 2009-2021