Tom focuses on securities enforcement matters, drawing on his experience as a former chief counsel in the Securities and Exchange Commission's Division of Enforcement. Across more than 40 years of legal practice, he has represented public companies, broker-dealers, investment advisers, and individuals in investigations and litigation conducted by the SEC, the Department of Justice, FINRA, and other governmental and quasi-governmental authorities.
Tom was a shareholder at McGonigle, P.C., before the firm combined with Davis Wright Tremaine.
Tom regularly provides disclosure advice to corporations.
Admitted to Practice
District of Columbia
J.D., Georgetown University Law Center, 1974
B.A., Georgetown University, 1971
- Honoree, Corporate Compliance Law & Corporate Governance Law, Washington, D.C., Best Lawyers in America, 2009-2021