Financial Services Law Advisor

Legal Commentary and Resources for the Banking and Financial Services Industry
Subscribe
    •  

UDAAP Enforcement Action Database

We present below a database of enforcement actions that include allegations of unfair, deceptive, or abusive acts or practices (UDAAP) in connection with consumer financial products. The database focuses on enforcement actions by the Consumer Financial Protection Bureau, the Office of the Comptroller of the Currency, and the Federal Trade Commission. PLA intends the database to facilitate analysis of the themes and patterns in these agencies’ UDAAP enforcement actions. We will continue to update the database as new actions emerge.

The following resources may also be useful:

We hope the database is useful and would welcome your feedback. Please contact us with your suggestions.

Filters
•
Your search returned no results. Please try another search or remove search criteria.

Previous Speaking Engagements and Presentations

  • Fearless in FinTech
    December 3, 2018 | New York, NY

  • Financial Services Roundtable 2018 Spring Meeting of the Lawyers Council
    May 17, 2018 | Washington, DC
  • NBLSA – 50th NBLSA National Convention
    March 13-18, 2018 | New York, NY
  • Financial Services Roundtable Consumer Working Group Meeting
    January 18, 2018 | Washington, DC
  • Empire Startups – FinTech Conference
    November 14, 2017 | San Francisco, CA
  • Financial Services Roundtable’s Lawyers Council meeting
    November 6 2017 | Washington, DC
  • 8th Annual National Institute on Consumer Financial Services Basics
    October 2017 | Arlington, VA
  • Consumer Financial Services Committee’s Monthly Call-In Program – Third-Party Access to Consumer Financial Information: Examining the Impact on Banks, Aggregators, and FinTech
    February 15, 2017 | Washington, DC
  • Strategic Venturing & Partnership Between FinTech & Financial Institutions Conference
    January 25-26, 2017 | New York, NY
  • ABA Consumer Financial Services Basics Institute
    October 17-19, 2016 | Arlington, VA
  • ABA Roundtable on MLA Rule
    September 6, 2016 | Boston, MA
  • ABA 2016 Business Law Section Spring Meeting: Roundtable on the OCC’s Paper on Responsible Innovation
    April 7, 2016 | Montreal
  • Commerce.Innovated. Presents: FinTech Regulations and What You Need to Know
    March 21, 2016 | New York, NY
  • Nonprofits in the Digital Age NYC
    March 9, 2016 | New York, NY
  • Financial Services Roundtable Consumer Working Group
    May 29, 2015 | Washington, DC
  • Money2020
    November 2-6, 2014 | Las Vegas, NV
  • NBPCA Government Affairs Working Group Telebriefing: Intersection of Virtual Currency and Prepaid
    March 13, 2014 | Telebriefing
  • Money2020
    October 6-10, 2013 | Las Vegas, NV

 

Previous Events DWT Payments Team Members Attended

  • FSR – Moving Past the Great Recession in the Trump Era: A New Direction for Consumer Financial Services
    February 20-21, 2018 | Washington, DC
  • ABA Consumer Financial Services Committee Winter Meeting
    January 12-15, 2017 | Carlsbad, CA
  • IPSA International Summer Social
    August 25, 2015 | New York, NY
  • ABA 2015 Consumer Financial Services Committee Meeting
    January 10-14, 2015 | New Orleans, LA
  • ABA Consumer Financial Services Committee 2014 Winter Meeting
    January 10, 2014 | Park City, UT
  • NBPCA Prepaid Insider
    December 3, 2013 | New York, NY

The financial services industry continues to undergo dynamic change along many dimensions—for example, the macroeconomic environment, product design and value propositions, technology, the identity and number of market participants, corporate and portfolio transactions, the role of the networks, legislation and regulations, enforcement priorities, and even the underlying regulatory paradigm. Still, many processes, requirements and other features of the industry remain relatively unchanged.

The DWT banking and financial services team addresses these changes and continuities every day, leveraging our presence on both coasts and our many years of industry experience in payments; FinTech; and bank and consumer financial regulation, enforcement, investigations and litigation. With Financial Services Law Advisor, we offer commentary on new developments that seem particularly significant, as well as resources that we believe can be helpful to others who are tasked with anticipating, understanding and addressing these developments.

We welcome your comments, questions, and—especially—your suggestions.

There are no upcoming events to display.

Read More
<