The Basics of Public Inspection File Requirements for Commercial Broadcasters
The next broadcast station license renewal cycle begins in June 2011. In the last cycle, more fines were imposed on broadcasters for violations of the public inspection file rule than for any other infraction. With the license renewal cycle starting in just over a year, now is the time for broadcasters to review their files to ensure that they are complete and up to date.
Under the Federal Communications Commission's (FCC's) public inspection file rule for commercial broadcast stations, 47 C.F.R. § 73.3526, every AM and FM radio station, and every television and Class A television station must maintain a public inspection file at the station's main studio.
All or part of the file may be maintained in a computer database, provided that a computer terminal is made available to members of the public who wish to review the file. The file must be available for public inspection at any time during the station's regular business hours, which generally are any eight-hour period between 8 a.m. and 6 p.m., Monday through Friday.
The public inspection file must be made available to anyone who comes to the studio and asks to see it. Before a station grants access to its public inspection file, it may ask a party requesting access to provide his or her name and address, but the station may not require the person to identify the organization on whose behalf he or she is requesting access, or the reason that he or she is asking to see it.
Stations should ensure that every employee (even temporary or substitute employees) who will be greeting members of the public is aware of the location of the public file and the procedures for reviewing that file. Members of the public asking to view the file should not be made to wait until someone from "management" is available to be there. The file should be provided immediately, upon requests made during normal business hours. Station employees should not ask why someone wants to see the file, and should not be perceived as attempting to look over the shoulder of the person inspecting the file in an attempt to decipher the reason for the inspection. Station employees should observe the inspection only to the extent necessary to ensure the security of the file.
The station must make contents of the file available within a reasonable time (generally, within seven days), for printing or copying, upon receiving a request made in person. The station may require the requesting party to pay the reasonable cost of reproduction, and may require a guarantee of payment in advance.
As a result of a rule change in 1998, a station having its main studio and public file outside of its community of license must honor requests for public file documents made by telephone by persons within the station's geographic service area. Thus, if the main studio and public file are not maintained within the station's community of license, then the station must mail copies of documents from the file upon a request made by telephone by persons within the station's geographic service area, with postage paid by the station.
With the exception of the FCC's manual, "The Public and Broadcasting," which stations must provide free of charge, the party requesting copies of file documents may be required to pay for the cost of copying the requested documents.
The only exception to the requirement that a station make available material from its public file upon telephonic request is for material in the section of the file dealing with political material. Material dealing with political broadcasting issues does not need to be provided pursuant to a telephone request. Candidates, their representatives, or members of the public, must visit the site of the public file to view material from the political file. However, if a station voluntarily chooses to provide one candidate with telephone access to its file, then it must do so for all qualified candidates.
If the station is sold during the license renewal term, the buyer must maintain the required documents in the file that had been placed there by the seller. However, in most cases, the buyer will not be held responsible for deficiencies in the file that occurred before its acquisition of the station.
Note that, in 2007, the FCC adopted rules for television stations that would require that their public files be made available on their Web sites, if they have a Web site. That rule has never become effective; however, be prepared for future developments in connection with this requirement.
The required content of the public file, and the retention period for the specific items in the file, are set out below.
Public inspection file contents and retention
Item
|
Description
|
Retention Period
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Station authorization
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A copy of the current FCC authorization to construct or operate the station, along with any other documents necessary to reflect any modifications or any conditions placed on the authorization.
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Until the authorization is no longer current.
|
FCC applications and other filings
|
Copies of all applications, exhibits, letters, initial and final decisions in hearing cases, and other documents pertaining to the station that were filed with the FCC and are available for public inspection at the FCC. Where a petition to deny has been filed against an application, the public file must include a statement disclosing that the petition was filed, as well as the name and address of the filing party.
|
Until the FCC takes final action on the application. Applications granted pursuant to a waiver should be kept as long as the waiver is in effect.
|
Citizen agreements
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Copies of every written citizen agreement. A citizen agreement is a written agreement between the station and one or more citizen groups, entered primarily for noncommercial purposes.
|
For the term of the agreement, including any renewal or extensions.
|
Contour maps
|
Copy of the station's service contour map as filed in any application submitted to the FCC, together with any other information filed with the FCC showing service contours and/or main studio and transmitter location, including address and other identifying information.
|
As long as information remains current and accurate.
|
Ownership reports
|
Copies of ownership reports and supplemental ownership reports filed with the FCC, including all exhibits, letters and other documents associated with these filings.
|
Until a new, complete ownership report is filed with the FCC.
|
Contracts
|
Copy of contracts listed in the latest ownership report or an up-to-date list of such contracts. The types of contracts covered under this section include network affiliation agreements for television stations, agreements affecting the station's ownership or control (including options, warrants, pledges or other agreements potentially affecting future ownership of the station and any agreement that puts a substantial limitation on the control of the licensee, including many security agreements), or management agreements with independent contractors or employees. If the public file includes only a list of the contracts, the station must provide the actual contract with seven days of receiving a request.
*Please note, as the FCC has emphasized in a recently released forfeiture decision, among the documents required to be retained in this section (or maintained on a list and available for review) are copies of the licensee's Articles of Incorporation, Partnership, or Association, and By-Laws, as well as any amendments or changes to such documents. (*Updated 04.02.10. This is a new development since the original publication of this advisory on 03.25.10.)
|
As long as agreements are in effect.
|
Political broadcasting
|
Requests for broadcast time made by or on behalf of candidates for public office, showing the disposition of such requests and the charges made, if any, if the request was granted. The file should also include a statement of any free time given to legally qualified candidates for public office and a list of the chief executive officers of any organization that sponsors or supplies information for political programs or programs addressing containing controversial issues of public importance.
|
Two years after election date.
|
EEO records
|
|
Until FCC takes final action taken on next license renewal application.
|
"The Public and Broadcasting"
|
A copy of the most recent version of the FCC's manual, "The Public and Broadcasting."
|
Perpetual.
|
Letters from the public
|
All written comments and suggestions from the public regarding station operation, unless the writer asks that the letter not be made public or the licensee excludes the letter due to the nature of its content (e.g., if it is defamatory or obscene). E-mails must also be made available (on paper or electronically), other than personal e-mails to station employees. Where multiple people send the same letter, the file needs to include only a copy of the e-mail and a list of the senders.
|
Three years from date of letter's receipt.
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Investigative material
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Material having a substantial bearing on a matter that is the subject of an FCC investigation or a complaint to the FCC of which the licensee has been advised.
|
Until the licensee is notified in writing that the material may be discarded.
|
Issues-programs list
|
A list of programs that have provided the station's most significant treatment of community issues during the preceding calendar quarter, placed in the file by the tenth day of the next calendar quarter, including a brief narrative describing the relevant issues, the programming, and the time, date, duration and title of each program in which the issue was addressed.
|
Until the FCC takes final action on the station's next renewal application.
|
Commercial limits records
(Television only)
|
Records sufficient to substantiate the station's certification in its license renewal application that it complies with the commercial limits on children's programming, placed in the file quarterly, by the tenth day of the following calendar quarter.
|
Until the FCC takes final action on the station's next renewal application.
|
Children's programming reports
(Television only)
|
Children's TV Programming Reports, FCC Form 398, placed in the file quarterly, by the tenth day of the following calendar quarter. These stations must keep these reports separate from other material in the public inspection file and must publicize the existence and location of these reports in an appropriate manner.
|
Until the FCC takes final action on the station's next renewal application.
|
Certification of local public notice announcements
|
A statement certifying compliance with the local public notice requirements, placed into the file within seven days of the last day of broadcast of such announcement, providing the date, time and text of the broadcasts.
|
Until the FCC takes final action on the application to which the announcement refers.
|
Time brokerage agreements or LMAs
|
Copies of any time brokerage agreements or local market agreements (LMAs) affecting the station, including agreements for the station's licensee to broker time on another station. Confidential or propriety information may be redacted from the agreement in the public file.
|
As long as agreement remains in force.
|
Must-carry elections
(Television only)
|
Records pertaining to the station's election to be carried on local cable systems by either must-carry or retransmission consent.
|
For the duration of the three-year must-carry election period.
|
Joint sales agreements
|
Copies of any agreements for the joint sale of advertising time concerning the station. Confidential or propriety information may be redacted from the agreement in the public file.
|
As long as agreement remains in force.
|
Class A continuing eligibility (for Class A television stations only)
|
Documentation showing the station's continuing compliance with the Class A eligibility requirements in Section 73.6001 (requiring broadcast of at least 18 hours per day and an average of at least three hours weekly of locally produced programming quarterly).
|
Perpetual.
|
The public file should be maintained in a neat and orderly fashion. The file can be organized in folders, with the headings set out above, for easy access by the public or any FCC inspector.
More information on many of these requirements can be found in other Davis Wright Tremaine publications. These include:
Political file requirements. See our "Political Broadcasting Guide."
EEO requirements. See our advisory on EEO requirements and our regular advisories on EEO Public File and Mid-Term Reports.
If you have any questions on the maintenance, organization and contents of the public file, please contact any of the firm's broadcast attorneys in the Washington, D.C., office.
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