Financial Services Enforcement & Litigation

We navigate clients through regulatory scrutiny and difficult investigations while minimizing cost, disruption, and reputational impact.

DWT's strength in retail and consumer-focused banking issues comes to the fore in both litigation and regulatory enforcement proceedings.

Our lawyers have handled regulatory matters and disputes involving commodities, futures, and derivatives from within the highest levels of government, industry, and private practice.

Our attorneys are nationally recognized by clients, peers and securities industry regulators for excellence in securities arbitration at FINRA and other self-regulatory forums.

We understand the language, rules, and processes of securities enforcement authorities—and have the insights and judgment to secure successful outcomes.

Our securities litigation practice group has a long history of effectively resolving securities and corporate governance disputes, including high stakes shareholder class actions and derivative claims, challenges to corporate mergers and other significant transactions, and a variety of other matters.

Government enforcement cases and investigations can lead to severe legal and financial consequences—both in cases where there are allegations of criminal conduct and in those where there are not.