Financial Services
Our Capabilities
Whether you're an emerging company developing a privacy policy or a global financial institution in need of sophisticated regulatory analysis and enforcement strategy, we can help.
Bank Regulatory
We assist banks and financial services firms in navigating a complex, ever-evolving regulatory landscape, advising our clients on managing their regulatory, compliance, and supervisory risks by finding the right solutions for their business need.
Commodities & Derivatives
Our lawyers draw on their wealth of experience in the highest levels of government, industry, and private practice to counsel members of the commodities and derivatives industry on a variety of formation, compliance, regulatory, and litigation matters.
Digital Assets & Blockchain
DWT advises clients on the panoply of legal and business issues surrounding digital assets, including cryptocurrencies, stablecoins, NFTs, and the blockchain technology that powers them.
Financial Services Enforcement & Litigation
No matter the financial products involved, the nature of the proceedings, or the forums in which the proceedings are set, we represent financial services providers and other clients in their most significant disputes.
FinTech
Our cross-functional FinTech team can help you balance speed-to-market with compliance requirements.
Mortgage & Home Lending
DWT's team draws on its firsthand knowledge to aid bank and non-bank mortgage lenders, loan servicers, secondary market investors, and FinTechs in all aspects of mortgage lending and servicing-related enforcement, supervision, regulatory counseling, and complex litigation.
Banking & Payments, Consumer Regulatory
Whether we're providing a global financial institution deep insight into a specific issue or offering holistic guidance to an emerging FinTech, our goal is the same: to provide practical, business-focused recommendations that help you address regulatory and compliance challenges.
Securities Regulatory
We advise exchanges, broker-dealers, and other market participants on all trading-related regulatory compliance issues in the equities and options markets.
Transactions
Through the volume, variety, size, sophistication, and strategic nature of our work, we've gained experience that enables us to assist clients with their most material and challenging deals.
Financial Services Are Changing
Helping clients thrive in this changing ecosystem is at the core of our mission at Davis Wright Tremaine. Learn more about our full-service platform.
A Decorated Practice
Our lawyers routinely earn honors for their leading practices in financial services. Davis Wright Tremaine has been recognized for our compliance and regulatory work in financial services by Chambers USA and Legal 500.
DFPI Taskforce
The new California Department of Financial Protection and Innovation (DFPI) will significantly impact consumer financial services regulation in California. DWT's DFPI Taskforce provides you with insights and analysis to help you understand the department's purpose, authority, and resources.
Financial Services Law Advisor
Industry Contacts
Our Team
Contact Us
We're here to help. Email us with any questions or comments and we'll get you connected to the right person.